Investment decisions involve more than just numbers.  These decisions involve values…values of the investments and personal values.  What is important to YOU?  What is it you are trying to accomplish with your investments?  Do you need income to supplement your retirement income?  When do you need the money that is being invested?  There are many questions that we help you address so that we have an investment strategy suited specifically to YOU.

 

 

 

 

 

 

 

  • We currently use TD Ameritrade--If you open an investment account with Tuggle & Russell, LLC as your advisor, your account will be held at TD Ameritrade.   You are the owner of the account.  You grant us limited power of attorney to execute trades, withdraw invoiced fees, and complete other tasks that you request.  But YOU have complete access and control of your account.

 

  • Your account funds are completely separate from other client funds, and are not co-mingled with the working funds of Tuggle & Russell, LLC. 

 

  • You receive a monthly statement from TD Ameritrade.  You see exactly what has happened in your account.  You may also access your account 24/7 online.

 

  • Investment management clients also receive a Quarterly Report from us.  This report summarizes activity and performance figures for the quarter and reconciles with the independently prepared monthly statements from TD Ameritrade. 

 

  • As independent advisors, we may choose to add or change who we use as custodians of client investment accounts in light of what is best for our clients.

 

  • We use FDIC Insured Cash Accounts—Every investment account has some portion in cash.  That cash within your TD Ameritrade account is FDIC insured up to the FDIC normal coverage limits.

 

  • All accounts at TD Ameritrade have SIPC protection--That means that if TD Ameritrade becomes insolvent, your assets will not be affected.  However, SIPC coverage does NOT insure you against investments themselves losing value.

 

  • In addition, TD Ameritrade automatically provides each client $149.5 million worth of protection for securities and $2 million of protection for cash through a supplement coverage policy provided by London insurers.

 

...............................................................………………..

 

Click here to view our:

  1. Code of Ethics,

  2. Privacy Policy and

  3. Disclosure Brochure filed with the State of Texas.

 

 

Strategy

Simplicity

Superior service

 

Investing

 in-vest-ing [in-vest-ing]

 verb:  Putting your money to work to obtain profit or income

 

 

 

As independent investment advisors we have access to all publicly traded stocks, as well as most mutual funds.  We do not put together “preset” investment programs. We tailor each investment approach to the particular needs, future goals, dollars available to invest, and risk tolerances of each client.   A large part of our job is to narrow the vast number of choices down to a few manageable ones.  We have no proprietary products, nor are we subject to any sales quotas.  Click here to learn more about how we are independent.  Our role is as a fiduciary. That word means we have a duty to place your interests above our own.  So recommendations and suggestions are based solely on what serves you best. 

 

 

 

 

 

All content © 2020 Tuggle & Russell, LLC

 

  • Wix Facebook page
  • Wix Twitter page

Follow us on