is A Registered Investment Adviser
The Investment Advisers Act of 1940 requires
that "any person who, for
compensation, engages in the business of advising others...as to the
value of securities or as to the advisability of investing in, purchasing,
or selling securities..." must be registered and meet standards
of ethical business conduct.
We are:
·
Registered with the State of Texas
·
Subject to surprise State Securities Board audits
·
Held to a high standard of ethics and fair practices
·
Required to report annually to the State Securities
Board
changes in our organization, practice or location
Ameritrade Advisor Services™ is the custodian of our clients' accounts.
Tuggle
& Russell, LLC receives no compensation from Ameritrade, rather we use them for maintaining client records,
research and analysis, and low-cost trading.
Ameritrade:
·
Protects client accounts up to $25,000,000 through SIPC and London
·
Makes available all publicly traded stocks, bonds, foreign securities
as well as over 11,000 mutual funds (of which over 900 are No Load)
·
Provides access to extensive research and analysis
·
Uses leading edge technology--Received the Stocks and Commodities
"Reader's Choice Award" for best online brokerage company,
January 2004.
As A Registered Investment Advisor,
is committed to:
·
Listening attentively and respectfully to our clients
·
Upholding the highest ethical standards
·
Continuing Education
·
Applying our knowledge and expertise to serve our clients' best interests
...
independent
fee-based,
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is A Registered Investment Adviser |
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The Investment Advisers Act of 1940 requires
that "any person who, for
compensation, engages in the business of advising others...as to the
value of securities or as to the advisability of investing in, purchasing,
or selling securities..." must be registered and meet standards
of ethical business conduct. We are:
·
Registered with the State of · Subject to surprise State Securities Board audits · Held to a high standard of ethics and fair practices · Required to report annually to the State Securities Board changes in our organization, practice or location Ameritrade Advisor Services™ is the custodian of our clients' accounts. Tuggle
& Russell, LLC receives no compensation from Ameritrade, rather we use them for maintaining client records,
research and analysis, and low-cost trading. Ameritrade:
·
Protects client accounts up to $25,000,000 through SIPC and
·
Makes available all publicly traded stocks, bonds, foreign securities
as well as over 11,000 mutual funds (of which over 900 are No Load)
·
Provides access to extensive research and analysis · Uses leading edge technology--Received the Stocks and Commodities "Reader's Choice Award" for best online brokerage company, January 2004. As A Registered Investment Advisor,
· Listening attentively and respectfully to our clients · Upholding the highest ethical standards · Continuing Education · Applying our knowledge and expertise to serve our clients' best interests |
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fee-based, |
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